SEC Rule 10b-5 - PDFSEARCH.IO - Document Search Engine

SEC Rule 10b-5
Results: 780

#	Item
361	UNITED STATES DISTRICT COURT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-29 11:07:55 Corporate crime Accounting scandals Economy of the United States Sarbanes–Oxley Act SEC Rule 10b-5 Enron scandal Enron Business United States securities law
362	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 19, 2013 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-19 17:19:14 SEC Rule 10b-5 Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Financial regulation Government Financial economics United States securities law 73rd United States Congress United States Securities and Exchange Commission
363	Robert J. Cassandro, Michael C. Cardascia, and Stephen E. Apolant, Defendants, and Joan Cardascia, Relief Defendant Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-09-29 16:24:11 United States Securities and Exchange Commission Ethics Corruption Securities Securities fraud U.S. Securities and Exchange Commission Securities Exchange Act Fraud SEC Rule 10b-5 United States securities law Law 73rd United States Congress
364	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]May 8, 2014 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-05-08 16:51:51 Appeal Appellate review Lawsuits Legal procedure SEC Rule 10b-5 Securities Act United States securities law Law United States Securities and Exchange Commission
365	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 9, 2014 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-07-09 17:30:29 Financial regulation Securities Exchange Act Securities Act Government Securities regulation in the United States U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities and Exchange Commission United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
366	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 20, 2014 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-03-20 17:13:51 SEC Rule 10b-5 United States securities law U.S. Securities and Exchange Commission
367	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 5, 2014 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-02-05 15:28:25 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Financial statement Public Company Accounting Oversight Board SEC Rule 10b-5 Generally Accepted Accounting Principles Business Financial regulation United States securities law United States Securities and Exchange Commission Finance
368	Administratrive Proceedings: Kathleen R. Novinger, Esq. Add to Reading List Source URL: www.otcmarkets.com Language: English - Date: 2009-08-24 10:35:56 Financial regulation Kirksville micropolitan area Novinger Missouri Securities Act Securities Exchange Act SEC Rule 10b-5 U.S. Securities and Exchange Commission United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
369	Microsoft Word - SEC v. Balchan - Complaint Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-06 17:53:30 73rd United States Congress United States Securities and Exchange Commission Financial system Insider trading SEC Rule 10b-5 Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission National Semiconductor United States securities law Economics Financial regulation
370	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 27, 2014 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-06-27 16:41:25 Finance U.S. Securities and Exchange Commission Public Company Accounting Oversight Board Securities Act Securities Exchange Act SEC Rule 10b-5 Sarbanes–Oxley Act Securities regulation in the United States United States securities law Financial regulation Business

UPDATE